Greg Gates - 12 Jun 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Group Managing Director
Issuer ticker: LPLA
Reported as of: 12 Jun 2025
Net transaction value: -$88,777
SEC form: 4
Accepted by SEC: 16 Jun 2025, 16:16:31 UTC
Prior SEC filing: 09 Jun 2025
Next SEC filing: 08 Jul 2025
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Hatfield III, attorney-in-fact

Key filing fact

Greg Gates filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 16 Jun 2025.

Key facts

This page summarizes Greg Gates's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 16 Jun 2025, 16:16.

Change

Previous filing in this sequence was filed on 09 Jun 2025.
Current net transaction value: -$88,777.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001877100 Primary reporting owner

Gates Greg

Relationship: Group Managing Director
Address: C/O LPL FINANCIAL, 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Signature date: 16 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Tax liability

Transaction value: $88,777
Shares: -234
Change %: -1%
Price: $379.39
Shares after: 22,120
Date: 12 Jun 2025
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Consists of (i) 17,391 shares of Common Stock; (ii) 510 restricted stock units that vest in full on February 25, 2026; (iii) 511 restricted stock units that vest in full on June 12, 2026; (iv) 1,551 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 2,157 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028.

SEC remarks

The signatory is signing on behalf of Greg Gates pursuant to a Power of Attorney dated December 17, 2024.