Marc Eliot Cohen - 12 Jun 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Group Managing Director
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
12 Jun 2025
Net transactions value
-$16,693
Form type
4
Filing time
16 Jun 2025, 16:11:49 UTC
Previous filing
27 Feb 2025
Next filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cohen Marc Eliot Group Managing Director C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO /s/ Robert S. Hatfield III, attorney-in-fact 16 Jun 2025 0002050551

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability $16,693 -44 -1.1% $379.39 4,031 12 Jun 2025 Direct F1
holding LPLA Common Stock 19 12 Jun 2025 Held by the Reporting Person's spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 2,394.2114 shares of Common Stock; (ii) 222 restricted stock units that vest in full on February 25, 2026; (iii) 85 restricted stock units that vest in full on June 12, 2026; (iv) 556 restricted stock units that vest ratably on each of February 25, 2026 and February 25, 2027; and (v) 774 restricted stock units that vest ratably on each of February 25, 2026, February 25, 2027 and February 25, 2028.

Remarks:

The signatory is signing on behalf of Marc Cohen pursuant to a Power of Attorney dated December 11, 2024.