Corey E. Thomas - 23 May 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role: Director
Signature: /s/ Rachel E. Pearlman, attorney-in-fact
Issuer symbol: LPLA
Transactions as of: 23 May 2025
Net transactions value: $0
Form type: 4
Filing time: 28 May 2025, 16:56:33 UTC
Previous filing: 19 May 2025
Next filing: 16 Jun 2025
SEC: View on sec.gov

Key filing fact

Corey E. Thomas filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 28 May 2025.

Key facts

This page summarizes Corey E. Thomas's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
2 reported transactions and 0 derivative rows are listed below.
Filing timestamp: 28 May 2025, 16:56.

Change

Previous filing in this sequence was filed on 19 May 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reporting Owners (1)

CIK 0001647486 Primary reporting owner

Thomas Corey E.

Relationship: Director
Address: C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO
Signature: /s/ Rachel E. Pearlman, attorney-in-fact
Signature date: 28 May 2025

Transactions Table

LPLA transaction

Common Stock

Award

Transaction value: $0
Shares: +602
Change %: +4.7%
Price: $0.000000
Shares after: 13,514
Date: 23 May 2025
Ownership: Direct
Footnotes: F1

LPLA transaction

Common Stock

Award

Transaction value: $0
Shares: +308
Change %: +2.3%
Price: $0.000000
Shares after: 13,822
Date: 23 May 2025
Ownership: Direct
Footnotes: F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").
F2	Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Content

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 13, 2026. These stock units are subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP") pursuant to which the reporting person elected to defer receipt of the equity portion of the annual retainer under the Issuer's Non-Employee Director Compensation Policy (the "Policy").

Represents stock units granted under the 2021 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. These stock units are subject to a written deferral election under the DDCP pursuant to which the reporting person elected to defer receipt of the cash portion of the annual retainer under the Policy.

Remarks:

The signatory is signing on behalf of Corey E. Thomas pursuant to a Power of Attorney dated November 25, 2024.