Richard P. Schifter - 24 Mar 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Robert S. Hatfield III, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
24 Mar 2025
Net transactions value
$0
Form type
4
Filing time
26 Mar 2025, 16:29:16 UTC
Previous filing
04 Dec 2024
Next filing
28 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 39,597 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 39,487 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 39,377 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 39,267 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 39,157 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 39,047 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 38,937 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 38,827 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 38,717 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 38,607 24 Mar 2025 Direct F1
transaction LPLA Common Stock Gift $0 -110 -0.28% $0.000000 38,497 24 Mar 2025 Direct F1
transaction LPLA Common Stock Award $0 +15 +0.04% $0.000000 38,512 25 Mar 2025 Direct F3
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #1 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #2 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #3 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #4 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #5 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #6 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #7 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #8 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #9 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #10 F2
holding LPLA Common Stock 440 24 Mar 2025 By Co-Trustee of Grandchild's Trust #11 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 24, 2025, the reporting person transferred shares of common stock to each of eleven trusts.
F2 The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.
F3 Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

Remarks:

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated November 19, 2024.