Althea Brown - Sep 12, 2024 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Sep 12, 2024
Transactions value $
-$106,388
Form type
4
Date filed
9/16/2024, 04:12 PM
Previous filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability -$106K -514 -8.3% $206.98 5.68K Sep 12, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 925 shares of Common Stock; (ii) 2,880 restricted stock units that vest ratably on each of September 12, 2025 and September 12, 2026; and (iii) 1,871 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

Remarks:

The signatory is signing on behalf of Althea Brown pursuant to a Power of Attorney dated September 5, 2023.