Corey E. Thomas - 04 Jun 2024 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Director
Issuer ticker: LPLA
Reported as of: 04 Jun 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 Jun 2024, 17:09:49 UTC
Prior SEC filing: 17 May 2024
Next SEC filing: 19 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Gregory M. Woods, attorney-in-fact

Key filing fact

Corey E. Thomas filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 06 Jun 2024.

Key facts

This page summarizes Corey E. Thomas's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 06 Jun 2024, 17:09.

Change

Previous filing in this sequence was filed on 17 May 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Award

Transaction value: $0
Shares: +8
Change %: +0.06%
Price: $0.000000
Shares after: 12,893
Date: 04 Jun 2024
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

SEC remarks

The signatory is signing on behalf of Corey E. Thomas pursuant to a Power of Attorney dated April 29, 2019.