Key facts
- This page summarizes Corey E. Thomas's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
- 2 reported transactions and 0 derivative rows are listed below.
- Filing timestamp: 14 May 2024, 16:55.
Corey E. Thomas - 10 May 2024 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)
- Role
- Director
- Signature
- /s/ Gregory M. Woods, attorney-in-fact
- Issuer symbol
- LPLA
- Transactions as of
- 10 May 2024
- Net transactions value
- $0
- Form type
- 4
- Filing time
- 14 May 2024, 16:55:45 UTC
- Previous filing
- 28 Mar 2024
- Next filing
- 17 May 2024
- SEC
- View on sec.gov
Key filing fact
Corey E. Thomas filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 14 May 2024.
Change
- Previous filing in this sequence was filed on 28 Mar 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
LPLA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +699
- Change %
- +5.9%
- Price
- $0.000000
- Shares after
- 12,507
- Date
- 10 May 2024
- Ownership
- Direct
- Footnotes
- F1
LPLA
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +378
- Change %
- +3%
- Price
- $0.000000
- Shares after
- 12,885
- Date
- 10 May 2024
- Ownership
- Direct
- Footnotes
- F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 21, 2025. |
| F2 | The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy. |
Remarks:
The signatory is signing on behalf of Corey E. Thomas pursuant to a Power of Attorney dated April 29, 2019.