Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LPLA | Common Stock | Award | $0 | +699 | +1.72% | $0.00 | 41.3K | May 10, 2024 | Direct | F1 |
transaction | LPLA | Common Stock | Award | $0 | +378 | +0.92% | $0.00 | 41.6K | May 10, 2024 | Direct | F2 |
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #1 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #2 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #3 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #4 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #5 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #6 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #7 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #8 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #9 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #10 | F3 | |||||
holding | LPLA | Common Stock | 148 | May 10, 2024 | By Co-Trustee of Grandchild's Trust #11 | F3 |
Id | Content |
---|---|
F1 | These shares represent restricted stock that was granted under the Issuer's 2021 Omnibus Equity Incentive Plan (the "2021 Plan") pursuant to the Issuer's Non-Employee Director Compensation Policy (the "Policy"). This restricted stock is scheduled to vest in full on May 21, 2025. |
F2 | The reporting person elected to receive these shares, which were granted under the 2021 Plan, in lieu of the cash portion of the annual retainer under the Policy. |
F3 | The reporting person previously transferred 1,628 shares of LPLA common stock to eleven trusts for the reporting person's grandchildren. The reporting person is a co-trustee of the trusts, and each of the reporting person's grandchildren is the sole beneficiary of their respective trust. The reporting person remains the beneficial owner of the securities held by the trusts. |
The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated March 28, 2017.