Althea Brown - 12 Sep 2023 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
12 Sep 2023
Net transactions value
$0
Form type
4
Filing time
14 Sep 2023, 16:19:18 UTC
Previous filing
14 Sep 2023
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Award $0 +4,319 $0.000000 4,319 12 Sep 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of September 12, 2024, September 12, 2025 and September 12, 2026. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.

Remarks:

The signatory is signing on behalf of Althea Brown pursuant to a Power of Attorney dated September 5, 2023.