Brent Simonich - 18 Nov 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
EVP, CAO and Treasurer
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
18 Nov 2022
Net transactions value
+$201,618
Form type
4
Filing time
21 Nov 2022, 16:21:22 UTC
Previous filing
01 Mar 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Purchase $201,618 +920 +18% $219.15 6,042 18 Nov 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 3,271 shares of Common Stock; (ii) 1,352 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iii) 1,419 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.

Remarks:

The signatory is signing on behalf of Brent Simonich pursuant to a Power of Attorney dated February 9, 2021.