Brent Simonich - Nov 18, 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
EVP, CAO and Treasurer
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Nov 18, 2022
Transactions value $
$201,618
Form type
4
Date filed
11/21/2022, 04:21 PM
Previous filing
Mar 1, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Purchase $202K +920 +17.96% $219.15 6.04K Nov 18, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 3,271 shares of Common Stock; (ii) 1,352 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iii) 1,419 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.

Remarks:

The signatory is signing on behalf of Brent Simonich pursuant to a Power of Attorney dated February 9, 2021.