William Francis Glavin Jr. - 18 Nov 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
18 Nov 2022
Net transactions value
+$99,725
Form type
4
Filing time
21 Nov 2022, 16:07:22 UTC
Previous filing
02 Sep 2022
Next filing
30 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Purchase $99,725 +458 +26% $217.74 2,218 18 Nov 2022 Held by Spouse's Trust F1, F2
holding LPLA Common Stock 19,834 18 Nov 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $217.61 to $217.78, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Remarks:

The signatory is signing on behalf of William F. Glavin, Jr. pursuant to a Power of Attorney dated May 16, 2017.