Richard Steinmeier - 07 Sep 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
07 Sep 2022
Net transactions value
-$836,303
Form type
4
Filing time
09 Sep 2022, 17:22:04 UTC
Previous filing
08 Aug 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability $836,303 -3,737 -16% $223.79 20,341 07 Sep 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 13,511 shares of Common Stock; (ii) 1,378 restricted stock units that vest in full on February 25, 2023; (iii) 2,840 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) 2,612 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.

Remarks:

The signatory is signing on behalf of Richard Steinmeier pursuant to a Power of Attorney dated August 21, 2018.