Greg Gates - Jun 5, 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Jun 5, 2022
Transactions value $
-$137,645
Form type
4
Date filed
6/6/2022, 04:40 PM
Previous filing
Mar 1, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability -$138K -695 -3.18% $198.05 21.1K Jun 5, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 14,867 shares of Common Stock; (ii) 735 restricted stock units that vest in full on February 25, 2023; (iii) 1,500 restricted stock units that vest in full on June 5, 2023; (iv) 1,980 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (v) 2,057 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.

Remarks:

The signatory is signing on behalf of Greg Gates pursuant to a Power of Attorney dated August 2, 2021.