Greg Gates - 05 Jun 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Reporting relationship: Managing Director
Issuer ticker: LPLA
Reported as of: 05 Jun 2022
Net transaction value: -$137,645
SEC form: 4
Accepted by SEC: 06 Jun 2022, 16:40:13 UTC
Prior SEC filing: 01 Mar 2022
Next SEC filing: 28 Feb 2023
Source filing: View source filing
Reporting owner signature: Gregory M. Woods, attorney-in-fact

Key filing fact

Greg Gates filed Form 4 for LPL Financial Holdings Inc. (LPLA) on 06 Jun 2022.

Key facts

This page summarizes Greg Gates's Form 4 filing for LPL Financial Holdings Inc. (LPLA).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 06 Jun 2022, 16:40.

Change

Previous filing in this sequence was filed on 01 Mar 2022.
Current net transaction value: -$137,645.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPLA transaction

Common Stock

Tax liability

Transaction value: $137,645
Shares: -695
Change %: -3.2%
Price: $198.05
Shares after: 21,139
Date: 05 Jun 2022
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Consists of (i) 14,867 shares of Common Stock; (ii) 735 restricted stock units that vest in full on February 25, 2023; (iii) 1,500 restricted stock units that vest in full on June 5, 2023; (iv) 1,980 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (v) 2,057 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.

SEC remarks

The signatory is signing on behalf of Greg Gates pursuant to a Power of Attorney dated August 2, 2021.