Edward Fandrey - 24 Nov 2021 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
24 Nov 2021
Net transactions value
-$301,842
Form type
4
Filing time
26 Nov 2021, 15:18:07 UTC
Previous filing
27 Aug 2021
Next filing
01 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability $301,842 -1,755 -8.3% $171.99 19,442 24 Nov 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 1,884 shares of Common Stock; (ii) 13,955 restricted stock units that vest in five installments as follows: 1,953 restricted stock units on February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 6,143 restricted stock units on February 25, 2023; and (iii) 3,603 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.

Remarks:

The signatory is signing on behalf of Edward Fandrey pursuant to a Power of Attorney dated January 21, 2021.