Sallie R. Larsen - 16 Aug 2021 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Issuer symbol
LPLA
Transactions as of
16 Aug 2021
Net transactions value
-$1,248,163
Form type
4
Filing time
18 Aug 2021, 16:19:14 UTC
Next filing
01 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Sale $1,248,163 -8,669 -48% $143.98 9,462 16 Aug 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021.
F2 Consists of (i) 5,265 shares of Common Stock; (ii) 648 restricted stock units that vest in full on February 25, 2022; (iii) 1,518 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 2,031 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.

Remarks:

The signatory is signing on behalf of Sallie R. Larsen pursuant to a Power of Attorney dated August 3, 2015.