| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | TFSL | Common Stock | 43,271 | 19 Dec 2024 | In Trust | ||||||
| holding | TFSL | Common Stock | 2,759 | 19 Dec 2024 | ESOP | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TFSL | Restricted Stock Units | Award | $0 | +4,300 | $0.000000 | 4,300 | 19 Dec 2024 | Common Stock | 4,300 | Direct | F2, F3 | ||
| holding | TFSL | Restricted Stock Units | 15,000 | 19 Dec 2024 | Common Stock | 15,000 | Direct | F2, F4 | ||||||
| holding | TFSL | Employee Stock Option (right to buy) | 5,000 | 19 Dec 2024 | Common Stock | 5,000 | $14.62 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| F2 | Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
| F3 | On December 19, 2024, the reporting person received a grant of 4,300 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025. |
| F4 | On March 4, 2024, the reporting person received a grant of 15,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026. |
| F5 | On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020. |