Gavin B. Stefanski - 04 Mar 2024 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Experience Officer
Signature
/s/ Susanne N. Miller, Pursuant to Power of Attorney
Issuer symbol
TFSL
Transactions as of
04 Mar 2024
Net transactions value
$0
Form type
4
Filing time
06 Mar 2024, 16:03:12 UTC
Previous filing
01 Mar 2024
Next filing
20 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 43,271 04 Mar 2024 In Trust F1
holding TFSL Common Stock 2,759 04 Mar 2024 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFSL Restricted Stock Units Award $0 +15,000 $0.000000 15,000 04 Mar 2024 Common Stock 15,000 Direct F3, F4
holding TFSL Employee Stock Option (right to buy) 5,000 04 Mar 2024 Common Stock 5,000 $14.62 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In February 2024, 46,720 Direct shares were transferred to Mr. Stefanski's trust.
F2 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4 On March 4, 2024, the reporting person received a grant of 15,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
F5 On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.