Sandra M. Long - 21 Nov 2024 Form 3 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Consumer Banking Officer
Signature
/s/ Susanne N. Miller, Pursuant to Power of Attorney
Issuer symbol
TFSL
Transactions as of
21 Nov 2024
Net transactions value
$0
Form type
3
Filing time
04 Dec 2024, 15:23:35 UTC
Next filing
13 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 20,076 21 Nov 2024 Direct
holding TFSL Common Stock 1,515 21 Nov 2024 By 401(k) F1
holding TFSL Common Stock 11,862 21 Nov 2024 By ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFSL Restricted Stock Units 21 Nov 2024 Common Stock 8,000 Direct F2, F3
holding TFSL Employee Stock Option (right to buy) 21 Nov 2024 Common Stock 24,000 $12.94 Direct F4
holding TFSL Employee Stock Option (right to buy) 21 Nov 2024 Common Stock 5,000 $14.74 Direct F5
holding TFSL Employee Stock Option (right to buy) 21 Nov 2024 Common Stock 7,000 $15.08 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 On March 4, 2024, the reporting person received a grant of 8,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
F3 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4 On March 4, 2024, the reporting person received a grant of 24,000 stock options. These options fully vest on December 10, 2026.
F5 On January 5, 2018, the reporting person received a grant of 5,000 stock options. These options fully vest on December 10, 2020.
F6 On December 11, 2014, the reporting person received a grant of 7,000 stock options, These options fully vest on December 10, 2017.