Susanne N. Miller - 04 Mar 2024 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Accounting Officer
Signature
/s/ Susanne N. Miller
Issuer symbol
TFSL
Transactions as of
04 Mar 2024
Net transactions value
$0
Form type
4
Filing time
06 Mar 2024, 16:04:38 UTC
Previous filing
12 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 19,357 04 Mar 2024 Direct
holding TFSL Common Stock 14,282 04 Mar 2024 ESOP F1
holding TFSL Common Stock 8,023 04 Mar 2024 401k F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFSL Restricted Stock Units Award $0 +6,000 $0.000000 6,000 04 Mar 2024 Common Stock 6,000 Direct F2, F3
transaction TFSL Employee Stock Option (right to buy) Award $0 +18,000 $0.000000 18,000 04 Mar 2024 Common Stock 18,000 $12.94 Direct F4
holding TFSL Employee Stock Option (right to buy) 11,000 04 Mar 2024 Common Stock 11,000 $14.74 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3 On March 4, 2024, the reporting person received a grant of 6,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
F4 On March 4, 2024, the reporting person received a grant of 18,000 stock options. These options fully vest on December 10, 2026.
F5 On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020.