Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TFSL | Common Stock | Options Exercise | $161K | +12K | +109.1% | $13.45 | 23K | Dec 8, 2023 | Direct | F1 |
transaction | TFSL | Common Stock | Tax liability | -$49K | -3.64K | -15.84% | $13.45 | 19.4K | Dec 8, 2023 | Direct | F2 |
holding | TFSL | Common Stock | 13.6K | Dec 8, 2023 | ESOP | F3 | |||||
holding | TFSL | Common Stock | 7.47K | Dec 8, 2023 | 401k | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TFSL | Restricted Stock Units | Options Exercise | $0 | -12K | -100% | $0.00* | 0 | Dec 8, 2023 | Common Stock | 12K | Direct | F4, F5 | |
holding | TFSL | Employee Stock Option (right to buy) | 11K | Dec 8, 2023 | Common Stock | 11K | $14.74 | Direct | F6 |
Id | Content |
---|---|
F1 | These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). |
F2 | These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. |
F3 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
F4 | Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
F5 | On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023. |
F6 | On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020. |