| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TFSL | Common Stock | Options Exercise | $134,500 | +10,000 | +25% | $13.45 | 49,755 | 08 Dec 2023 | Direct | F1 |
| transaction | TFSL | Common Stock | Tax liability | $40,821 | -3,035 | -6.1% | $13.45 | 46,720 | 08 Dec 2023 | Direct | F2 |
| holding | TFSL | Common Stock | 2,307 | 08 Dec 2023 | ESOP | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TFSL | Restricted Stock Units | Options Exercise | $0 | -10,000 | -100% | $0.000000* | 0 | 08 Dec 2023 | Common Stock | 10,000 | Direct | F4, F5 | |
| holding | TFSL | Employee Stock Option (right to buy) | 5,000 | 08 Dec 2023 | Common Stock | 5,000 | $14.62 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). |
| F2 | These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units. |
| F3 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
| F5 | On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. |
| F6 | On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020. |