| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TFSL | Common Stock | Sale | $67,972 | -5,000 | -11% | $13.59 | 39,755 | 31 Aug 2023 | Direct | F1 |
| holding | TFSL | Common Stock | 2,307 | 31 Aug 2023 | ESOP | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | TFSL | Restricted Stock Units | 10,000 | 31 Aug 2023 | Common Stock | 10,000 | Direct | F3, F4 | ||||||
| holding | TFSL | Employee Stock Option (right to buy) | 5,000 | 31 Aug 2023 | Common Stock | 5,000 | $14.62 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023. |
| F2 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
| F4 | On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. |
| F5 | On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020. |