Gavin B. Stefanski - Aug 31, 2023 Form 4/A - Amendment Insider Report for TFS Financial CORP (TFSL)

Role
Chief Lending Officer
Signature
/s/ Susanne N. Miller, Pursuant to Power of Attorney
Stock symbol
TFSL
Transactions as of
Aug 31, 2023
Transactions value $
-$67,973
Form type
4/A - Amendment
Date filed
9/5/2023, 05:25 PM
Date Of Original Report
Aug 24, 2023
Previous filing
Aug 24, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFSL Common Stock Sale -$68K -5K -11.17% $13.59 39.8K Aug 31, 2023 Direct F1
holding TFSL Common Stock 2.31K Aug 31, 2023 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFSL Restricted Stock Units 10K Aug 31, 2023 Common Stock 10K Direct F3, F4
holding TFSL Employee Stock Option (right to buy) 5K Aug 31, 2023 Common Stock 5K $14.62 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023.
F2 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4 On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
F5 On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.