Rohit Kapoor - 17 Feb 2023 Form 4 Insider Report for ExlService Holdings, Inc. (EXLS)

Role
CEO & Vice Chairman, Director
Signature
/s/ Lazbart Oseni, Attorney-in-Fact
Issuer symbol
EXLS
Transactions as of
17 Feb 2023
Net transactions value
$0
Form type
4
Filing time
22 Feb 2023, 16:10:40 UTC
Previous filing
21 Feb 2023
Next filing
31 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +8,850 +4.3% $0.000000 216,460 17 Feb 2023 Direct F1, F2
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +7,228 +3.3% $0.000000 223,688 20 Feb 2023 Direct F1, F2
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +5,880 +2.6% $0.000000 229,568 20 Feb 2023 Direct F1, F2
holding EXLS Common Stock, par value $0.001 per share 133,185 17 Feb 2023 See Footnote F3
holding EXLS Common Stock, par value $0.001 per share 40,219 17 Feb 2023 See Footnote F4
holding EXLS Common Stock, par value $0.001 per share 177,134 17 Feb 2023 See Footnote F5
holding EXLS Common Stock, par value $0.001 per share 84,000 17 Feb 2023 See Footnote F6
holding EXLS Common Stock, par value $0.001 per share 84,000 17 Feb 2023 See Footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXLS Restricted Stock Units Options Exercise $0 -8,850 -33% $0.000000 17,700 17 Feb 2023 Common Stock, par value $0.001 per share 8,850 Direct F1, F8
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 -7,228 -100% $0.000000* 0 20 Feb 2023 Common Stock, par value $0.001 per share 7,228 Direct F1, F9
transaction EXLS Restricted Stock Units Options Exercise $0 -5,880 -50% $0.000000 5,880 20 Feb 2023 Common Stock, par value $0.001 per share 5,880 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
F2 Owned by Rohit Kapoor.
F3 Owned by the Rohit Kapoor 2016 Family Trust.
F4 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
F5 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F6 Owned by the Shikha Kapoor 2005 Family Trust.
F7 Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F8 On February 17, 2021, the reporting person was granted 35,400 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of 25 of the restricted stock units will vest on February 17, 2025.
F9 On February 20, 2019, the reporting person was granted 28,910 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2020 an additional 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, and the remaining balance of 25 of the restricted stock units became vested on February 20, 2023.
F10 On February 20, 2020, the reporting person was granted 23,520 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 20, 2021, an additional 25 percent of the restricted stock units became vested on February 20, 2022, an additional 25 percent of the restricted stock units became vested on February 20, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 20, 2024.

Remarks:

Mr. Oseni is the Company's Head of Administration and Accounts.