Rohit Kapoor - Feb 16, 2023 Form 4 Insider Report for ExlService Holdings, Inc. (EXLS)

Role
CEO & Vice Chairman, Director
Signature
/s/ Lazbart Oseni, Attorney-in-Fact
Stock symbol
EXLS
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/21/2023, 04:01 PM
Previous filing
Feb 17, 2023
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EXLS Common Stock, par value $0.001 per share Options Exercise $0 +6.29K +3.12% $0.00 208K Feb 16, 2023 Direct F1
holding EXLS Common Stock, par value $0.001 per share 133K Feb 16, 2023 See Footnote F2
holding EXLS Common Stock, par value $0.001 per share 40.2K Feb 16, 2023 See Footnote F3
holding EXLS Common Stock, par value $0.001 per share 177K Feb 16, 2023 See Footnote F4
holding EXLS Common Stock, par value $0.001 per share 84K Feb 16, 2023 See Footnote F5
holding EXLS Common Stock, par value $0.001 per share 84K Feb 16, 2023 See Footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXLS Restricted Stock Units Options Exercise $0 -6.29K -25% $0.00 18.9K Feb 16, 2023 Common Stock, par value $0.001 per share 6.29K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis.
F2 Owned by the Rohit Kapoor 2016 Family Trust.
F3 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
F4 Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
F5 Owned by the Shikha Kapoor 2005 Family Trust.
F6 Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
F7 On February 16, 2022, the reporting person was granted 25,164 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 16, 2023, an additional twenty-five percent of the restricted stock units will vest on February 16, 2024, an additional twenty-five percent of the restricted stock units will vest on February 16, 2025; and the remaining balance of twenty-five percent of the restricted stock units will vest on February 16, 2026.

Remarks:

Mr. Oseni is the Company's Head of Administration and Accounts.