James S. Broucek - 31 Dec 2014 Form 5 Insider Report for Citizens Community Bancorp Inc. (CZWI)

Role
EVP/CFO/Treasurer/Secretary
Signature
/s/ Rebecca L. Johnson, Attorney-in-fact
Issuer symbol
CZWI
Transactions as of
31 Dec 2014
Net transactions value
$0
Form type
5
Filing time
13 Feb 2025, 18:33:31 UTC
Next filing
23 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CZWI Common Stock, par value $0.01 per share 43,314 31 Dec 2014 By IRA F1, F2
holding CZWI Common Stock, par value $0.01 per share 21,334 31 Dec 2014 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CZWI Common Stock Option (right to buy) 8,000 31 Dec 2014 Common Stock 8,000 $13.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person recently did a review of his portfolio and discovered an additional 178 shares were purchased and inadvertently not reported on a Form 4.
F2 These shares are held in the reporting person's self-directed IRA.
F3 The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.