James S. Broucek - 19 Aug 2021 Form 4 Insider Report for Citizens Community Bancorp Inc. (CZWI)

Role: EVP/CFO/Treasurer/Secretary
Signature: /s/ Rebecca L. Johnson, Attorney-in-fact
Issuer symbol: CZWI
Transactions as of: 19 Aug 2021
Net transactions value: +$25,074
Form type: 4
Filing time: 23 Aug 2021, 10:02:34 UTC
Previous filing: 13 Feb 2025
Next filing: 25 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CZWI	Common Stock, par value $0.01 per share	Purchase	$6,930	+500	+1.3%	$13.86	39,124	19 Aug 2021	By IRA	F1
transaction	CZWI	Common Stock, par value $0.01 per share	Purchase	$4,182	+300	+0.77%	$13.94	39,424	19 Aug 2021	By IRA	F1
transaction	CZWI	Common Stock, par value $0.01 per share	Purchase	$2,786	+200	+0.51%	$13.93	39,624	19 Aug 2021	By IRA	F1
transaction	CZWI	Common Stock, par value $0.01 per share	Purchase	$11,176	+800	+2%	$13.97	40,424	20 Aug 2021	By IRA	F1
holding	CZWI	Common Stock, par value $0.01 per share						10,521	19 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CZWI	Common Stock Option (right to buy)						8,000	19 Aug 2021	Common Stock	8,000	$13.60	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are held in the reporting person's self-directed IRA.
F2	The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.