Frank Kung - Aug 23, 2021 Form 4/A - Amendment Insider Report for AMYRIS, INC. (AMRS)

Role
Director
Signature
/s/ Frank Kung by Bruna Lawant Attorney-in-Fact
Stock symbol
AMRS
Transactions as of
Aug 23, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
8/26/2021, 07:35 PM
Date Of Original Report
Aug 25, 2021
Previous filing
Aug 9, 2021
Next filing
Aug 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRS Common Stock Award $0 +7.41K $0.00 7.41K Aug 23, 2021 Direct F1
holding AMRS Common Stock 6.8M Aug 23, 2021 by Vivo Capital Fund VIII, L.P. F2
holding AMRS Common Stock 3.19M Aug 23, 2021 by Vivo Opportunity Fund, LP F3
holding AMRS Common Stock 938K Aug 23, 2021 by Vivo Capital Surplus Fund VIII, L.P. F2
holding AMRS Common Stock 711K Aug 23, 2021 by Vivo Capital Fund IX, LP F4
holding AMRS Common Stock 8.8K Aug 23, 2021 by Vivo Capital LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit award that vests as to 100% of the units on August 23, 2022.
F2 The General Partner of the holder is Vivo Capital VIII, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F3 The General Partner of the holder is Vivo Opportunity, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F4 The General Partner of the holder is Vivo Capital IX LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with six (6) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F5 The Reporting Person is a voting member of Vivo Capital LLC and may be deemed to share voting and dispositive power over these shares with five (5) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.

Remarks:

The Form 4 filed by the Reporting Person on August 25, 2021 inadvertently excluded the Reporting Person's indirect holdings.