Frank Kung - Aug 5, 2021 Form 4 Insider Report for AMYRIS, INC. (AMRS)

Role
Director
Signature
/s/ Frank Kung by Bruna Lawant Attorney-in-Fact
Stock symbol
AMRS
Transactions as of
Aug 5, 2021
Transactions value $
$0
Form type
4
Date filed
8/9/2021, 06:31 PM
Next filing
Aug 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRS Common Stock Other $0 -2.27K -100% $0.00* 0 Aug 5, 2021 Direct F1, F2
transaction AMRS Common Stock Other $0 +2.27K +34.69% $0.00 8.8K Aug 5, 2021 by Vivo Capital LLC F1, F2, F3
holding AMRS Common Stock 6.8M Aug 5, 2021 by Vivo Capital Fund VIII, L.P. F4
holding AMRS Common Stock 3.19M Aug 5, 2021 by Vivo Opportunity Fund, LP F5
holding AMRS Common Stock 938K Aug 5, 2021 by Vivo Capital Surplus Fund VIII, L.P. F4
holding AMRS Common Stock 711K Aug 5, 2021 by Vivo Capital Fund IX, LP F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to an agreement dated November 2, 2017 between the Reporting Person and Vivo Capital LLC ("Vivo Capital"), the Reporting Person agreed to remit the equity compensation received under Issuer's non-employee director compensation program to Vivo Capital if and when such equity compensation becomes vested and/or exercised.
F2 Shares transferred to Vivo Capital upon settlement of restricted stock units (RSUs) under RSU award granted on August 5, 2020.
F3 The Reporting Person is a voting member of Vivo Capital and may be deemed to share voting and dispositive power over these shares with five (5) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F4 The General Partner of the holder is Vivo Capital VIII, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F5 The General Partner of the holder is Vivo Opportunity, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F6 The General Partner of the holder is Vivo Capital IX LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with six (6) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.