Walter S. Berman - 31 Jan 2026 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: EXECUTIVE VP AND CFO
Signature: /s/ Wendy B. Mahling for Walter S. Berman
Issuer symbol: AMP
Transactions as of: 31 Jan 2026
Net transactions value: -$223,001
Form type: 4
Filing time: 03 Feb 2026, 21:07:04 UTC
Previous filing: 29 Jan 2026
Next filing: 09 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Berman Walter Stanley	EXECUTIVE VP AND CFO	GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS	/s/ Wendy B. Mahling for Walter S. Berman	03 Feb 2026	0001335761

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Tax liability	$223,001	-423	-4.1%	$527.19	9,819	31 Jan 2026	Direct
transaction	AMP	Common Stock	Award	$0	+2,790	+28%	$0.000000	12,609	02 Feb 2026	Direct
holding	AMP	Common Stock						364	31 Jan 2026	By 401(k) Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Award	$0	+9,117		$0.000000	9,117	02 Feb 2026	Common Stock	9,117	$532.18	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 2, 2026. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2	One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026.