David J. Mazzo - 09 Jan 2026 Form 4 Insider Report for LISATA THERAPEUTICS, INC. (LSTA)

Role
President & CEO, Director
Signature
James Nisco, Attorney-in-Fact for David J. Mazzo
Issuer symbol
LSTA
Transactions as of
09 Jan 2026
Net transactions value
-$80,959
Form type
4
Filing time
13 Jan 2026, 16:09:54 UTC
Previous filing
13 Jan 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Mazzo David J President & CEO, Director C/O LISATA THERAPEUTICS, INC., 110 ALLEN ROAD, 2ND FLOOR, BASKING RIDGE James Nisco, Attorney-in-Fact for David J. Mazzo 13 Jan 2026 0001334549

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LSTA Common Stock Award $0 +81,000 +30% $0.000000 352,986 09 Jan 2026 Direct F1, F2
transaction LSTA Common Stock Tax liability $20,691 -10,503 -3% $1.97 342,483 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $20,715 -10,515 -3.1% $1.97 331,968 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $24,081 -12,224 -3.7% $1.97 319,744 09 Jan 2026 Direct F2, F3
transaction LSTA Common Stock Tax liability $15,472 -7,854 -2.5% $1.97 311,890 09 Jan 2026 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LSTA Stock Option (Right to Buy) Award $0 +40,000 $0.000000 40,000 09 Jan 2026 Common Stock 40,000 $1.97 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 81,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
F2 Includes 124,750 unvested restricted stock.
F3 Shares withheld as payment of a tax liability on vesting of restricted stock.
F4 One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.