JOHN STEPHEN TIPTON - 31 Dec 2023 Form 5 Insider Report for HOME BANCSHARES INC (HOMB)

Role
Chief Operating Officer
Signature
/s/ John Stephen Tipton by Micah Osborne
Issuer symbol
HOMB
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
5
Filing time
05 Feb 2024, 17:54:45 UTC
Previous filing
09 Feb 2023
Next filing
15 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HOMB Common Stock - Performance Based 30,000 31 Dec 2023 Direct F1
holding HOMB Common Stock 8,308 31 Dec 2023 Direct
holding HOMB Common Stock 23,015 31 Dec 2023 By 401(k) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOMB Performance Stock Option 60,000 31 Dec 2023 Common Stock 60,000 $23.32 Direct F3
holding HOMB Performance Stock Option 40,000 31 Dec 2023 Common Stock 40,000 $18.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
F2 Includes 1,999.2381 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F3 The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021. Therefore, the first installment will become exercisable on March 31, 2022.
F4 Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.