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Signature
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/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
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Stock symbol
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PEN
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Transactions as of
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Nov 29, 2024
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Transactions value $
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-$530,161
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Form type
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4
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Date filed
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12/3/2024, 08:27 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PEN |
Common Stock |
Sale |
-$436K |
-1.8K |
-8% |
$242.56 |
20.7K |
Nov 29, 2024 |
Direct |
F1, F2 |
transaction |
PEN |
Common Stock |
Sale |
-$159K |
-654 |
-3.16% |
$243.01 |
20K |
Dec 2, 2024 |
Direct |
F1, F2 |
transaction |
PEN |
Common Stock |
Options Exercise |
$64.9K |
+5.25K |
+26.21% |
$12.36 |
25.3K |
Dec 3, 2024 |
Direct |
F2 |
holding |
PEN |
Common Stock |
|
|
|
|
|
300 |
Nov 29, 2024 |
By Spouse's IRA |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
PEN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-5.25K |
-100% |
$0.00 |
0 |
Dec 3, 2024 |
Common Stock |
5.25K |
$12.36 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: