Harpreet Grewal - Oct 2, 2024 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Director
Signature
/s/ Emma J. Purdy, as attorney-in-fact for Harpreet Grewal
Stock symbol
PEN
Transactions as of
Oct 2, 2024
Transactions value $
-$31,678
Form type
4
Date filed
10/3/2024, 07:33 PM
Previous filing
Sep 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale -$31.7K -166 -1.87% $190.83 8.7K Oct 2, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 A portion of these shares is subject to vesting.