Lambert Shiu - Mar 15, 2024 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Stock symbol
PEN
Transactions as of
Mar 15, 2024
Transactions value $
-$51,539
Form type
4
Date filed
3/19/2024, 07:46 PM
Previous filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Award $0 +1.67K +8.85% $0.00 20.5K Mar 15, 2024 Direct F1, F2
transaction PEN Common Stock Tax liability -$51.5K -232 -1.13% $222.15 20.3K Mar 15, 2024 Direct F2, F3
holding PEN Common Stock 300 Mar 15, 2024 By Spouse's IRA F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 15, 2024, the Reporting Person was granted 1,670 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on March 15, 2024, subject to continued service by the Reporting Person on the applicable vesting date.
F2 A portion of these shares is subject to vesting.
F3 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.
F4 Shares are held by the Reporting Person's spouse in an IRA.