Adam Elsesser - Mar 6, 2024 Form 4 Insider Report for Penumbra Inc (PEN)

Role
CEO and President, Director
Signature
/s/ Johanna Roberts, as attorney-in-fact for Adam Elsesser
Stock symbol
PEN
Transactions as of
Mar 6, 2024
Transactions value $
$38,750
Form type
4
Date filed
3/8/2024, 08:10 PM
Previous filing
Oct 13, 2023
Next filing
May 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $38.8K +5K $7.75* 5K Mar 6, 2024 Direct
holding PEN Common Stock 958K Mar 6, 2024 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -5K -100% $0.00* 0 Mar 6, 2024 Common Stock 5K $7.75 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by the Siegel/Elsesser Revocable Trust.
F2 All shares are vested and exercisable.