Johanna Roberts - 27 Dec 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
27 Dec 2023
Net transactions value
+$53,998
Form type
4
Filing time
29 Dec 2023, 19:31:14 UTC
Previous filing
19 Dec 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $53,998 +2,450 +4% $22.04 63,597 27 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2,450 -32% $0.000000 5,148 27 Dec 2023 Common Stock 2,450 $22.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 All shares are vested and exercisable.