Johanna Roberts - 01 Sep 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
01 Sep 2023
Net transactions value
-$159,067
Form type
4
Filing time
06 Sep 2023, 20:03:23 UTC
Previous filing
16 Aug 2023
Next filing
04 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale $15,285 -58 -0.09% $263.53 64,779 01 Sep 2023 Direct F1, F2, F3
transaction PEN Common Stock Sale $55,784 -211 -0.33% $264.38 64,568 01 Sep 2023 Direct F1, F3, F4
transaction PEN Common Stock Sale $51,501 -194 -0.3% $265.47 64,374 01 Sep 2023 Direct F1, F3, F5
transaction PEN Common Stock Sale $31,954 -120 -0.19% $266.28 64,254 01 Sep 2023 Direct F1, F3, F6
transaction PEN Common Stock Sale $4,543 -17 -0.03% $267.23 64,237 01 Sep 2023 Direct F1, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $262.98 to $263.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 A portion of these shares is subject to vesting.
F4 This transaction was executed in multiple trades at prices ranging from $264.02 to $264.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $264.99 to $265.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $266.01 to $266.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $266.99 to $267.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.