Arani Bose - 01 Mar 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Director
Signature
/s/ Johanna Roberts, as attorney-in-fact for Arani Bose
Issuer symbol
PEN
Transactions as of
01 Mar 2023
Net transactions value
-$1,291,300
Form type
4
Filing time
03 Mar 2023, 19:37:18 UTC
Previous filing
22 Feb 2023
Next filing
05 Apr 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale $132,898 -518 -0.12% $256.56 440,824 01 Mar 2023 Direct F1, F2, F3
transaction PEN Common Stock Sale $443,244 -1,721 -0.39% $257.55 439,103 01 Mar 2023 Direct F1, F3, F4
transaction PEN Common Stock Sale $259,115 -1,003 -0.23% $258.34 438,100 01 Mar 2023 Direct F1, F3, F5
transaction PEN Common Stock Sale $455,783 -1,757 -0.4% $259.41 436,343 01 Mar 2023 Direct F1, F3, F6
transaction PEN Common Stock Sale $260 -1 -0% $260.03 436,342 01 Mar 2023 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $255.92 to $256.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 A portion of these shares is subject to vesting.
F4 This transaction was executed in multiple trades at prices ranging from $257.15 to $257.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $257.93 to $258.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $258.92 to $259.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.