Maggie Yuen - Dec 15, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Financial Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen
Stock symbol
PEN
Transactions as of
Dec 15, 2022
Transactions value $
-$134,059
Form type
4
Date filed
12/19/2022, 06:52 PM
Previous filing
Nov 16, 2022
Next filing
May 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Award $0 +4.45K +50.92% $0.00 13.2K Dec 15, 2022 Direct F1, F2, F3
transaction PEN Common Stock Tax liability -$134K -601 -4.56% $223.06 12.6K Dec 16, 2022 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 15, 2022, the Reporting Person was granted 4,450 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date.
F2 A portion of these shares is subject to vesting.
F3 Includes 1 share purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2022.
F4 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person.