Lambert Shiu - Dec 15, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Stock symbol
PEN
Transactions as of
Dec 15, 2022
Transactions value $
$0
Form type
4
Date filed
12/19/2022, 06:49 PM
Previous filing
Nov 16, 2022
Next filing
Oct 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Award $0 +2.23K +15.65% $0.00 16.5K Dec 15, 2022 Direct F1, F2
holding PEN Common Stock 300 Dec 15, 2022 By Spouse's IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 15, 2022, the Reporting Person was granted 2,230 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on December 15, 2023, subject to continued service by the Reporting Person on the applicable vesting date.
F2 A portion of these shares is subject to vesting.
F3 Shares are held by the Reporting Person's spouse in an IRA.