Johanna Roberts - Apr 1, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Stock symbol
PEN
Transactions as of
Apr 1, 2022
Transactions value $
-$304,921
Form type
4
Date filed
4/5/2022, 07:43 PM
Previous filing
Mar 3, 2022
Next filing
Apr 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $33.1K +1.5K +2.6% $22.04 59.1K Apr 1, 2022 Direct F1
transaction PEN Common Stock Sale -$22.2K -100 -0.17% $221.71 59K Apr 1, 2022 Direct F1, F2
transaction PEN Common Stock Sale -$22.3K -100 -0.17% $223.47 58.9K Apr 1, 2022 Direct F1, F2
transaction PEN Common Stock Sale -$180K -800 -1.36% $225.26 58.1K Apr 1, 2022 Direct F1, F2, F3
transaction PEN Common Stock Sale -$90.6K -400 -0.69% $226.43 57.7K Apr 1, 2022 Direct F1, F2, F4
transaction PEN Common Stock Sale -$22.7K -100 -0.17% $226.83 57.6K Apr 1, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -1.5K -5.23% $0.00 27.2K Apr 1, 2022 Common Stock 1.5K $22.04 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $224.88 to $225.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $226.12 to $226.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 All shares are vested and exercisable.