Adam Elsesser - Jan 11, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts, as attorney-in-fact for Adam Elsesser
Stock symbol
PEN
Transactions as of
Jan 11, 2022
Transactions value $
-$3,561,114
Form type
4
Date filed
1/13/2022, 06:36 PM
Previous filing
Dec 15, 2021
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $112K +14.5K $7.75 14.5K Jan 11, 2022 Direct
transaction PEN Common Stock Sale -$123K -500 -3.45% $245.15 14K Jan 11, 2022 Direct F1, F2
transaction PEN Common Stock Sale -$123K -500 -3.57% $245.78 13.5K Jan 11, 2022 Direct F1, F3
transaction PEN Common Stock Sale -$371K -1.5K -11.11% $247.19 12K Jan 11, 2022 Direct F1, F4
transaction PEN Common Stock Sale -$174K -700 -5.83% $247.87 11.3K Jan 11, 2022 Direct F1, F5
transaction PEN Common Stock Sale -$149K -600 -5.31% $249.06 10.7K Jan 11, 2022 Direct F1, F6
transaction PEN Common Stock Sale -$25K -100 -0.93% $249.78 10.6K Jan 11, 2022 Direct F1
transaction PEN Common Stock Sale -$333K -1.33K -12.52% $251.24 9.27K Jan 11, 2022 Direct F1, F7
transaction PEN Common Stock Sale -$316K -1.25K -13.51% $252.07 8.02K Jan 11, 2022 Direct F1, F8
transaction PEN Common Stock Sale -$202K -800 -9.98% $253.01 7.22K Jan 11, 2022 Direct F1, F9
transaction PEN Common Stock Sale -$25.4K -100 -1.39% $254.06 7.12K Jan 11, 2022 Direct F1
transaction PEN Common Stock Sale -$127K -500 -7.02% $254.95 6.62K Jan 11, 2022 Direct F1, F10
transaction PEN Common Stock Sale -$128K -500 -7.55% $256.17 6.12K Jan 11, 2022 Direct F1, F11
transaction PEN Common Stock Sale -$799K -3.11K -50.78% $257.04 3.01K Jan 11, 2022 Direct F1, F12
transaction PEN Common Stock Sale -$570K -2.21K -73.34% $258.10 803 Jan 11, 2022 Direct F1, F13
transaction PEN Common Stock Sale -$208K -803 -100% $258.63 0 Jan 11, 2022 Direct F1, F14
holding PEN Common Stock 958K Jan 11, 2022 By Trust F15

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -14.5K -20% $0.00 58K Jan 11, 2022 Common Stock 14.5K $7.75 Direct F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $244.59 to $245.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $245.64 to $245.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $246.63 to $247.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $247.62 to $248.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $248.65 to $249.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $250.67 to $251.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $251.60 to $252.47.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades at prices ranging from $252.66 to $253.53.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F10 This transaction was executed in multiple trades at prices ranging from $254.84 to $255.14.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F11 This transaction was executed in multiple trades at prices ranging from $255.91 to $256.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F12 This transaction was executed in multiple trades at prices ranging from $256.64 to $257.42.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F13 This transaction was executed in multiple trades at prices ranging from $257.61 to $258.58.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F14 This transaction was executed in multiple trades at prices ranging from $258.59 to $258.71.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F15 Shares are held by the Siegel/Elsesser Revocable Trust.
F16 All shares are vested and exercisable.