Johanna Roberts - 01 Oct 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
01 Oct 2021
Net transactions value
-$598,974
Form type
4
Filing time
05 Oct 2021, 20:18:24 UTC
Previous filing
03 Sep 2021
Next filing
10 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $55,100 +2,500 +4.9% $22.04 53,824 01 Oct 2021 Direct F1
transaction PEN Common Stock Sale $130,005 -500 -0.93% $260.01 53,324 01 Oct 2021 Direct F1, F2, F3
transaction PEN Common Stock Sale $208,752 -800 -1.5% $260.94 52,524 01 Oct 2021 Direct F1, F2, F4
transaction PEN Common Stock Sale $158,833 -606 -1.2% $262.10 51,918 01 Oct 2021 Direct F1, F2, F5
transaction PEN Common Stock Sale $129,779 -494 -0.95% $262.71 51,424 01 Oct 2021 Direct F1, F2, F6
transaction PEN Common Stock Sale $26,706 -100 -0.19% $267.06 51,324 01 Oct 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2,500 -5.6% $0.000000 42,500 01 Oct 2021 Common Stock 2,500 $22.04 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $259.50 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $260.62 to $261.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $261.79 to $262.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $262.53 to $263.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 All shares are vested and exercisable.