James Robert Pray - Oct 1, 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts, as attorney-in-fact for James Robert Pray
Stock symbol
PEN
Transactions as of
Oct 1, 2021
Transactions value $
-$1,308,629
Form type
4
Date filed
10/5/2021, 08:18 PM
Previous filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Sale -$77.7K -300 -0.07% $258.96 413K Oct 1, 2021 By Trust F1, F2, F3
transaction PEN Common Stock Sale -$182K -700 -0.17% $260.31 412K Oct 1, 2021 By Trust F1, F3, F4
transaction PEN Common Stock Sale -$261K -1K -0.24% $261.01 411K Oct 1, 2021 By Trust F1, F3, F5
transaction PEN Common Stock Sale -$577K -2.2K -0.53% $262.18 409K Oct 1, 2021 By Trust F1, F3, F6
transaction PEN Common Stock Sale -$184K -700 -0.17% $263.16 409K Oct 1, 2021 By Trust F1, F3, F7
transaction PEN Common Stock Sale -$26.7K -100 -0.02% $267.06 408K Oct 1, 2021 By Trust F1, F3
holding PEN Common Stock 1.58K Oct 1, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3 Shares are held by the Pray Revocable Trust.
F4 This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.