Johanna Roberts - 09 Aug 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
09 Aug 2021
Net transactions value
-$602,750
Form type
4
Filing time
11 Aug 2021, 19:13:12 UTC
Previous filing
18 May 2021
Next filing
03 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $55,100 +2,500 +4.9% $22.04 53,824 09 Aug 2021 Direct F1
transaction PEN Common Stock Sale $77,730 -300 -0.56% $259.10 53,524 09 Aug 2021 Direct F1, F2, F3
transaction PEN Common Stock Sale $26,002 -100 -0.19% $260.02 53,424 09 Aug 2021 Direct F1, F2
transaction PEN Common Stock Sale $131,285 -500 -0.94% $262.57 52,924 09 Aug 2021 Direct F1, F2, F4
transaction PEN Common Stock Sale $171,386 -650 -1.2% $263.67 52,274 09 Aug 2021 Direct F1, F2, F5
transaction PEN Common Stock Sale $171,899 -650 -1.2% $264.46 51,624 09 Aug 2021 Direct F1, F2, F6
transaction PEN Common Stock Sale $79,548 -300 -0.58% $265.16 51,324 09 Aug 2021 Direct F1, F2, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2,500 -5% $0.000000 47,500 09 Aug 2021 Common Stock 2,500 $22.04 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $258.99 to $259.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $262.09 to $262.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $263.24 to $263.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $264.14 to $264.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $265.03 to $265.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 All shares are vested and exercisable.