Lynn Rothman - 07 May 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP and Chief Business Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lynn Rothman
Issuer symbol
PEN
Transactions as of
07 May 2021
Net transactions value
+$40,417
Form type
4
Filing time
11 May 2021, 19:50:57 UTC
Next filing
12 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $40,417 +10,155 +45% $3.98 32,637 07 May 2021 Direct
holding PEN Common Stock 101,807 07 May 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -10,155 -100% $0.000000* 0 07 May 2021 Common Stock 10,155 $3.98 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.
F2 All shares are vested and exercisable.