| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GELSINGER PATRICK P | Executive Chair and Head of Technology, Director | C/O GLOO HOLDINGS, INC., 831 PEARL STREET, BOULDER | Jeffrey Bojar, Attorney in fact on behalf of Patrick Gelsinger | 2025-11-20 | 0001316331 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GLOO | Class A Common Stock | Purchase | $1M | +125K | $8.00 | 125K | Nov 20, 2025 | See footnote | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GLOO | Class B Common Stock | Conversion of derivative security | +160K | 160K | Nov 20, 2025 | Class A Common Stock | 160K | See footnote | F2, F3 | ||||
| holding | GLOO | Class B Common Stock | 128K | Nov 20, 2025 | Class A Common Stock | 128K | Direct | F3 | ||||||
| holding | GLOO | Class B Common Stock | 484K | Nov 20, 2025 | Class A Common Stock | 484K | See footnote | F3, F4 | ||||||
| holding | GLOO | Class B Common Stock | 96.1K | Nov 20, 2025 | Class A Common Stock | 96.1K | See footnote | F3, F5 |
| Id | Content |
|---|---|
| F1 | Represents 125,000 shares of Class A common stock acquired by the Patrick & Linda Gelsinger Trust UAD 07/29/2017 pursuant to an issuer directed allocation in connection with the Issuer's initial public offering. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. |
| F2 | Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. |
| F3 | Represents shares of Class B common stock issued pursuant to the terms of the Gloo Holdings, LLC omnibus amendment to the amended and restated note purchase agreement and secured promissory notes dated October 23, 2025. Immediately prior to the closing of the initial public offering of Gloo Holdings, Inc., all outstanding principal and accrued but unpaid interest, including both PIK and unpaid coupon interest, of the convertible notes automatically converted into shares of Class B common stock of Gloo Holdings, Inc. at the lesser of (a) 80.0% of the initial public offering price or (b) $30.00 per share. The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date. |
| F4 | Shares held of record by Patrick Gelsinger 2020 Trust G Dated October 26, 2020. Mr. Gelsinger is the trustee of Patrick Gelsinger 2020 Trust G Dated October 26, 2020 and may be deemed to have beneficial ownership of such shares. |
| F5 | Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares. |
Executive Chair and Head of Technology