| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GELSINGER PATRICK P | Executive Chair and Head of Technology, Director | C/O GLOO HOLDINGS, INC., 831 PEARL STREET, BOULDER | Jeffrey Bojar, Attorney in fact on behalf Patrick Gelsinger | 19 Nov 2025 | 0001316331 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | GLOO | Class B Common Stock | 19 Nov 2025 | Class A Common Stock | 128,205 | Direct | F1 | |||||||
| holding | GLOO | Class B Common Stock | 19 Nov 2025 | Class A Common Stock | 483,761 | See footnote | F1, F2 | |||||||
| holding | GLOO | Class B Common Stock | 19 Nov 2025 | Class A Common Stock | 96,080 | See footnote | F1, F3 | |||||||
| holding | GLOO | Stock Option (right to buy) | 19 Nov 2025 | Class B Common Stock | 5,555 | $8.00 | Direct | F4 | ||||||
| holding | GLOO | Stock Option (right to buy) | 19 Nov 2025 | Class B Common Stock | 666,666 | $8.00 | Direct | F5 | ||||||
| holding | GLOO | Stock Option (right to buy) | 19 Nov 2025 | Class B Common Stock | 166,666 | $8.00 | Direct | F6 | ||||||
| holding | GLOO | Stock Option (right to buy) | 19 Nov 2025 | Class A Common Stock | 333,333 | $8.00 | Direct | F7 | ||||||
| holding | GLOO | Convertible Notes | 19 Nov 2025 | Class B Common Stock | 159,745 | See footnote | F8, F9 |
| Id | Content |
|---|---|
| F1 | The Class B common stock is convertible at any time, at the holder's election, into Class A common stock on a 1:1 basis and has no expiration date. |
| F2 | Shares held of record by Patrick Gelsinger 2020 Trust G Dated October 26, 2020. Mr. Gelsinger is the trustee of Patrick Gelsinger 2020 Trust G Dated October 26, 2020 and may be deemed to have beneficial ownership of such shares. |
| F3 | Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares. |
| F4 | 100% of the shares subject to the option shall vest on January 21, 2026, subject to the Reporting Person's continued service to the Issuer through such date. |
| F5 | 1/36th of the shares subject to the option vested on April 10, 2025, and 1/36th of the shares shall vest each month thereafter, subject to the Reporting Person's continued service to the Issuer through such date. |
| F6 | 1/12th of the shares subject to the option vested on April 10, 2025, and 1/12th of the shares shall vest each month thereafter, subject to the Reporting Person's continued service to the Issuer through such date. |
| F7 | 40% of the shares subject to the option shall vest on November 1, 2027, and 20% of the shares subject to the option shall vest each year thereafter, subject to the Reporting Person's continued service to the Issuer through such date. |
| F8 | Represents shares of Class B common stock issuable pursuant to the terms of the Gloo Holdings, LLC omnibus amendment to the amended and restated note purchase agreement and secured promissory notes dated October 23, 2025. Immediately prior to the closing of the initial public offering of Gloo Holdings, Inc., all outstanding principal and accrued but unpaid interest, including both PIK and unpaid coupon interest, of the convertible notes shall automatically convert into shares of Class B common stock of Gloo Holdings, Inc. at the lesser of (a) 80.0% of the initial public offering price or (b) $30.00 per share. |
| F9 | Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares. |
Executive Chair and Head of Technology