Roque A. Santi - 14 Nov 2024 Form 4/A - Amendment Insider Report for Axos Financial, Inc. (AX)

Role: Director
Signature: By: Derrick K. Walsh For: Roque A. Santi
Issuer symbol: AX
Transactions as of: 14 Nov 2024
Net transactions value: $0
Form type: 4/A - Amendment
Filing time: 01 Aug 2025, 16:50:28 UTC
Date Of Original Report: 01 Aug 2025
Previous filing: 04 Sep 2024
Next filing: 18 Nov 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Santi Roque A	Director	9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS	By: Derrick K. Walsh For: Roque A. Santi	01 Aug 2025	0001316254

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AX	Restricted Stock Units	Award	$0	0	0%	$0.000000	4,289	14 Nov 2024	Common Stock	0		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 4/A is being filed to clarify that on November 15, 2024, a duplicate Form 4 was inadvertently submitted for the reporting person reporting transactions previously reported on a Form 4 submitted on the same day. There are no changes to the reported transactions or to the shares beneficially owned by the reporting person included in the Form 4 submitted on November 15, 2024.