Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Common Stock | Options Exercise | $417K | +6K | +200% | $69.43 | 9K | Aug 31, 2024 | Direct | F1 |
transaction | AX | Common Stock | Disposed to Issuer | -$208K | -3K | -33.32% | $69.43 | 6K | Aug 31, 2024 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AX | Restricted Stock Units | Options Exercise | $0 | -6K | -100% | $0.00 | 0 | Aug 31, 2024 | Common Stock | 6K | Direct | F3, F4, F5 |
Id | Content |
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F1 | Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. |
F2 | Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
F3 | The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. |
F4 | Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. |
F5 | The RSUs fully vest on the anniversary date of grant. |